A delisting may occur when a company no longer trades on an exchange. This generally means when a security has been removed from a major exchange and is not traded on the OTC markets. This may happen following a corporate action, or when the company fails to meet the exchange’s criteria, among other reasons.

In the event of a delisting, your security will remain in your portfolio until you remove it. You will not be able to purchase any more shares or add the security to existing or new Pies. These securities must be removed before you make edits to your Pie. Additionally, you may not move received securities from a corporate action or account transfer into a Pie with securities not actively trading.

Russian securities: These have either been halted in the market or are no longer trading. They are unable to be liquidated in any way at this time. Please see this FINRA article for updates regarding trading halts, suspensions and delays.

If your account contains a Russian security, this may prevent liquidations from completing.

Brokerage accounts on the M1 platform are either fully disclosed to APEX Clearing or cleared through M1 Finance LLC. Please look at your account statement to determine how your account is cleared.

All investing involves risk, including the risk of losing the money you invest. Past performance does not guarantee future performance. Using margin can add to these risks. Users utilizing APEX cleared margin accounts should review the APEX margin account risk disclosure before borrowing. Users utilizing M1 cleared margin accounts should review the M1 margin account risk disclosure before borrowing. M1 Margin Loans are available on margin accounts with at least $2,000 invested per account. Not available for Retirement or Custodial accounts. Margin rates may vary.

Brokerage products and services are offered by M1 Finance LLC, Member FINRA / SIPC, and a wholly owned subsidiary of M1 Holdings, Inc.

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