There are four main categories of statements and documents generated by M1. They can be found in your settings under the “Documents” tab:
1) Transaction history
There are three places to view your transaction history:
"Activity" in the main navigation bar
Monthly Statements
Trade Confirmations
2) Trade confirmations
Confirmations detail trading activity for a specific day. Each time your account trades, you will receive a trade confirmation.
Trade confirmations include:
Name of the investment you traded
Ticker symbol
Total shares bought or sold
Price per share
Trade execution date
Settlement date
Total gross value of the transaction
Regulatory fees
Total net value of the transaction after deducting fees
Account number
Type of order
This document is available within 3 business days after trading activity.
3) Monthly statements
Statements are issued monthly and are available approximately one week after the end of the month.
These statements contain your holdings as of the last day of the month, along with all activity during the month.
If there was no activity during the month, a monthly statement will not be generated. If an account does not have activity for multiple months, a quarterly statement will be generated.
4) Tax forms
Clicking “Tax Forms” will display the tax form(s) that you are eligible to view.
Check out more information on tax documents here.
Receiving paper statements?
The most common reason for receiving paper statements is that you have marked certain correspondence as spam.
M1 and/or Apex Clearing is obligated to deliver the conveyed materials so that investors can make informed decisions. If M1 and/or Apex Clearing is unable to deliver correspondence electronically, paper copies will be sent through the U.S. Postal Service.
Availability
Your statements will be available for a period of six years following the closure of your account.
Please note, only your past 3 years of monthly statements, trade confirmations, and tax documents are available in your documents tab.
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